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Primary Apnea

Initial Apnea

Primary apnea is described as the cessation of breathing in a neonate secondary to idiopathic causes related to prematurity or underlying pathologies. The most common primary form of apnea occurs in preterm infants.

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The onset of AOP is typically within the first 48 hours of life although it can take up to a week to manifest. Typically, a lower GA is correlated to a lengthier duration of this condition.

Bradycardia occurs in the different subtypes of apnea, especially in infants with longer episodes of the disorder. Moreover, this phenomenon is observed in 75% of apneic events that continue for more than 20 s where is it is seen in 10% of spells that last 10s to 14s. Typically, the drop in the heart rate is more than 30% from the baseline.

Additionally, one study discovered that oxygen desaturation precedes bradycardia although the latter recovers first [5]. Bradycardia may occur without desaturation as well.

Physical exam

Neonates with apnea demonstrate notable findings such as absent wall movement, cyanosis, and hypotonia [1]. The patient is typically gasping for air during these episodes. Additionally, auscultation of the lungs yields no breath sounds [8].

  • OTHER SURGICAL PROCEDURES Tracheotomy is a last-resort measure that is employed only in life-threatening situations, such as acute respiratory failure or when patients are severely apneic and noncompliant.[aafp.org]
  • Moreover, finding a dentist who can fit the appropriate device and follow the patient may be a challenge.[aafp.org]
  • Pulmonary aspergilloma Pulmonary edema Pulmonary function tests Pulmonary nocardiosis Rapid shallow breathing Respiratory acidosis Respiratory alkalosis Rheumatoid lung disease Solitary pulmonary nodule Swan-Ganz - right heart catheterization Transient tachypnea[icdlist.com]
  • […] respiratory symptoms 770.18 Other fetal and newborn aspiration with respiratory symptoms 770.2 Interstitial emphysema and related conditions 770.3 Pulmonary hemorrhage 770.4 Primary atelectasis 770.5 Other and unspecified atelectasis 770.6 Transitory tachypnea[healthprovidersdata.com]
  • Causes include: Intrauterine asphyxia Prematurity Drugs/meds given intrapartum Congenital malformation Congenital neuromusc. disease Asphyxia hypoxia & resp. acidosis Primary vs. secondary apnea Primary apnea Initial response to hypoxemia Initial tachypnea[faculty.washington.edu]
  • Low arterial PO 2 and a rising PaCO 2 in a neonate with labored breathing (e.g., grunting, retractions, tachypnea) suggest intrinsic lung disease and its attendant intrapulmonary shunt.[clinicalgate.com]
Nasal Irritation
  • Heated humidification is more expensive but may be attempted in particularly difficult cases. 20 Nasal irritation and congestion may be treated with nasal sprays containing steroids, ipratropium, or antihistamines.[aafp.org]
Receding Chin
  • Patient with receding chin and jaw. These anatomic features could make this patient with obstructive sleep apnea a candidate for maxillomandibular advancement surgery if the CPAP mask is poorly tolerated or ineffective.[aafp.org]
  • The infant usually gasps or demonstrates labored breathing and/or cyanosis. Generally, the risk of AOP is inversely related to the GA. Note that brief pauses lasting 5 to 10 seconds are normal in the preterm neonate.[symptoma.com]
  • Gauda, MD Reviewed 10/2018 Apnea of infancy An unexplained episode of cessation of breathing for 20 seconds or longer or a shorter respiratory pause associated with bradycardia, cyanosis, pallor, and/or marked ...[5minuteconsult.com]
  • […] is present, even if resps & HR are nl, give 100% blow-by O2 (5l/min of greater) If central cyanosis persists despite 100% blow-by O2, start PPV, even if resps & HR are nl Assess Apgar at 1 and 5 minutes and if 7 at 5 minutes, continue Q5min for up to[faculty.washington.edu]
  • Why would giving oxygen not improve cyanosis if the infant has a right-to-left shunt? Blood flow to the lungs is decreased, and unoxygenated blood is mixed with oxygenated blood in the systemic circulation.[studystack.com]
  • PPV 1.INDICATION FOR PPV APNEA OR GASPING HR 100 bpm CENTRAL CYANOSIS 2.BAG- Self inflating vs. flow dependent bag 3. Rate 40-60 bpm 4. Pressure used a. Initial breath after delivery 30-40 cm H2O b. Normal delivery 15-20 cm H2O c.[slideshare.net]
  • Facial excoriation (arrows) from mask pressure in a patient who received CPAP treatment. FIGURE 4. Facial excoriation (arrows) from mask pressure in a patient who received CPAP treatment.[aafp.org]
  • Initial complaints about mask use include nasal mucosal drying and congestion, claustrophobia, and pressure on the face.[aafp.org]


The NICU staff should obtain the antenatal history, examine the patient, and order the relevant studies. Additionally, all premature neonates should be monitored closely especially in terms of the cardiac, respiratory, and neurologic status.

Physical exam

Observation of the neonate's vital signs is a key component of the exam. The patient should be placed on a cardiorespiratory monitor, which allows the NICU staff to detect apnea and measure the blood pressure. The patient's heart rate and blood pressure will exhibit findings that are indicative of reflex. Additionally, a pulse oximeter is used to obtain the oxygen saturation levels, which reflects the degree and the duration of apnea.

Additionally, the clinicians should monitor the neonate's breathing patterns, oxygen levels, and heart rate during feeding, awake and sleep times and in the prone and supine positions.

Laboratory tests

Infectious causes are investigated with a complete blood count (CBC), and blood, urine, and cerebrospinal fluid cultures. An electrolyte panel including glucose and mineral levels helps evaluate stressful events, metabolic conditions, or long-term hypoventilation. Also, metabolic diseases should be excluded with plasma and urine organic acid concentration as well as ammonia and amino acid measurements.


Neonates with wheezing and/or regurgitation should have chest radiography to assess the lower airway status. A milk scan may also be beneficial [9]. Patients featuring difficulties with swallowing or display anomalies such as tracheoesophageal fistula should undergo a barium swallow study. Finally, infants suspected to have pyloric stenosis or motility dysfunction warrant an abdominal ultrasound and gastric-emptying study.

  • Caput succedaneum Craniotabes Crying - excessive (0-6 months) Failure to thrive Hemorrhagic disease of the newborn Home apnea monitor use - infants Hyperglycemia - infants Hyperviscosity - newborn Hypocalcemia - infants Intussusception (children) Irritability[icdlist.com]


The treatment of neonates with primary apnea takes into consideration the GA in addition to other factors related to the cause of the premature birth and the measurements of heart rate, oxygen saturation, and physical exam. The delivery room and NICU should be equipped with trained personnel who are able to resuscitate apneic infants according to the neonatal resuscitation program (NRP) algorithm.


Caffeine and other methylxanthines such as theophylline and aminophylline improve apnea by stimulating the respiratory drive [3] and central nervous system. Preterm neonates receive caffeine or theophylline until they reach a GA of 34 to 35 weeks. Specifically, caffeine is administered orally or intravenously at a dose of 20 mg/kg, which is subsequently followed by a maintenance dose of 5 mg/kg daily [10]. The IV form of theophylline is aminophylline [11], which is given at a loading dose of 5–6 mg/kg and a daily maintenance with 2 to 6 mg/kg split into several doses [12].

Assisted ventilation

Another important component in the treatment of these patients is continuous positive airway pressure (CPAP), which is delivered at 4 to 6 cm H2O to prevent atelectasis of the alveoli and pharyngeal collapse. Another option is the nasal intermittent positive pressure ventilation (NIPPV).


Further interventions include the particular positioning of the newborn while in the NICU. The prone position is effective in decreasing the frequency apneic episodes [13] as it provides chest wall stability and reduces thoracoabdominal asynchrony [14].

Home monitoring

From the cardiopulmonary standpoint, patients with AOP remain in hospital until they achieve resolution of apneic episodes. Moreover, discharge criteria typically include a 3 to 10 day period of no events while on continuous monitoring. Additionally, all infants must pass the car seat test prior to discharge.

Patients who experience these episodes that resolve without intervention may be eligible for home monitoring. These newborns are sent home with a cardiorespiratory monitor and possibly oral caffeine.

Education for parents and caretakers is paramount. They should learn how to utilize the monitor, understand when to intervene and how to perform cardiopulmonary resuscitation (CPR).


Apnea usually resolves in newborns as they reach 37 weeks of GA.

Initially, there can be a rise int he stroke volume, leading to systemic blood pressure and cerebral hypoperfusion that may eventually lead to brain injury.While severe cases of apnea may impact the neural development of the infant, the possible coexistence of other factors or conditions may impact this as well. Hence, no clear relationship has been established between apnea and long-term neurodevelopmental outcomes [7].


AOP, the most prevalent type of primary apnea, is idiopathic although experts indicate that this condition reflects the immature management of respiratory control in preterm infants. Specifically, an underdeveloped respiratory drive and an imbalance between the parasympathetic and sympathetic tones are factors that contribute to the development of AOP.

Additionally, primary apnea may occur secondary to disorders emerging from prematurity. There may be a genetic predisposition as well according to studies that have observed a familial association.


The incidence of AOP occurs more frequently in preterm neonates born at lower GAs. For example, almost all newborns born less that 29 weeks or weigh below 1,000 grams have AOP [2], in comparison to 55% of newborns with a GA of 30 to 31weeks and 7% at GA of 34 to 35 weeks [3].

Sex distribution
Age distribution


There are 3 subtypes of apnea, which are central (10% to 25% of cases), obstructive (10% to 25% of cases), and mixed (at least half of all cases) [4]. They vary in terms of pathophysiology and clinical picture.

Central apnea is characterized by the absence of respiratory effort secondary to a failure in the central respiratory centers to stimulate afferent peripheral nerves and produce stimulation of the respiratory muscles. This lack of communication between the brain and respiratory muscles in response to hypercapnia is observed in premature neonates due to immaturity. Note that there are secondary causes such head trauma and toxin-induced apnea but these are beyond the scope this topic.

Patients with obstructive apnea develop this due to a partial or complete occlusion of the airway while the mixed subtype features elements of both central and obstructive apnea.

Neurologic effects

Preterm infants with AOP exhibit episodes of oxygen desaturation and possibly reflex bradycardia, which are two variables that promote changes in the cerebral hemodynamics. For example, shortly after hypoxemia, the heart rate falls and the stroke volume increases [5]. However, this is not sustained in prolonged episodes of apnea and bradycardia, which are characterized by systemic hypotension and cerebral hypoperfusion [6]. These mechanisms may lead to hypoxic brain injury [6].


One of the main approaches to preventing poor outcomes in the discharged infant is by proper placement of the infant in the supine position [13] with the head centered and the neck kept neutrally.


Apnea refers to an interruption of respiratory airflow or a cessation of airflow. Apnea is usually classified as central, obstructive, or mixed according to the underlying pathophysiology. The most common type of primary apnea is known as apnea of prematurity (AOP), which usually occurs in an infant born prior to 37 weeks of gestational age (GA). Specifically, the definition of AOP [1] is a pause in breathing that is 1) greater than 20 seconds or 2) accompanied by oxygen desaturation with or without bradycardia.

The clinical picture manifests early in the neonatal period, usually within the first 2 days. The infant usually gasps or demonstrates labored breathing and/or cyanosis. Generally, the risk of AOP is inversely related to the GA. Note that brief pauses lasting 5 to 10 seconds are normal in the preterm neonate.

All newborns undergo full physical exams immediately after birth. High-risk infants such as those who are born preterm are placed in the neonatal intensive care unit (NICU) where they are monitored carefully in terms of their cardiopulmonary status and other important elements such as feeding, weight gain, etc. The medical team should also ascertain the antenatal and family history. All causes of apnea should be investigated and hence pertinent laboratory and imaging studies should be obtained as well.

Patients with AOP are treated with caffeine or other methylxanthines to increase the respiratory drive and the diaphragm contractility [1]. Additionally, assisted ventilation is also usually required in these patients to help to achieve the above goals.

While the long-term consequences of apnea are not understood, this condition may hinder neurological development and produce unfavorable outcomes although the exact relationship has not been fully elucidated.

Patient Information

The most common form of primary apnea is referred to as apnea of prematurity. As the name suggests, this occurs in babies born prematurely, which is before 37 weeks of gestational age. These patients do not have any other condition or disorder that lead to apnea, and therefore it is presumed the apneic episodes develop due to the immaturity of the central nervous system, obstruction of the airways, or a combination of both.

Specifically, the criteria of apnea are:

The apneic episodes start in the first week, especially in the first 2 days of the newborn's life. The following features are usually seen:

  • Gasping for breath
  • Bluish discoloration of the skin
  • Weak muscle tone
  • No movement of the chest
  • No breath sounds

The obstetric and neonatal teams should be prepared when babies are born preterm. The medical personnel should be trained in performing CPR in order to resuscitate babies experiencing difficulty with breathing.

Preterm neonates are admitted to the neonatal intensive care unit (NICU) where they are placed on heart and oxygen monitors to monitor their breathing, heart rate, blood pressure, and respiratory rate. Additionally, the medical staff will observe the infant's breathing patterns while feeding, sleeping, and other times.

A series of blood tests, possibly chest X-rays and other imaging tests are performed to rule out other disease or causes of apnea.

The main goal is to stimulate breathing, which can be achieved by:

  • Treatment with caffeine
  • Assisted ventilation

Also, the positioning of the neonate is very important. While in the NICU, the baby should sleep on his/her belly. However, once discharged at home, the patient should lay on his/her back, with the head kept midline and in a neutral position.

Babies are observed carefully and closely. If they have not had any episodes with breathing trouble for a certain period of time, they may be discharged. The neonates should have close follow-up appointments with the doctor. Also, parents should be educated on signs of breathing trouble and when to seek immediate medical care.

The prognosis is good as most cases resolve as the newborn reaches 37 weeks of gestational age.



  1. Eichenwald EC, Committee on Fetus and Newborn, American Academy of Pediatrics. Apnea of Prematurity. Pediatrics. 2016; 137(1):e20153757.
  2. Robertson CM, Watt MJ, Dinu IA. Outcomes for the extremely premature infant: what is new? And where are we going? Pediatr Neurol. 2009;40(3):189–196.
  3. Martin RJ, Abu Shaweesh JM, Baird TM. Apnoea of prematurity. Paediatr Respir Rev. 2004;5(Suppl 1):S377–S382.
  4. Stokowski LA. A primer on Apnea of prematurity. Advances in Neonatal Care. 2005;5(3):155–170.
  5. Poets CF. Apnea of prematurity: what can observational studies tell us about pathophysiology? Sleep Medicine. 2010;11(7):701–707.
  6. Pilcher G, Urlesberger B, Muller W. Impact of bradycardia on cerebral oxygenation and cerebral blood volume during apnoea in preterm infants. Physiol Meas. 2003;24(3):671–680.
  7. Perlman JM. Neurobehavioral deficits in premature graduates of intensive care-potential medical and neonatal environmental risk factors. Pediatrics. 2001;108(6):1339–1348.
  8. Fleming P, Blair P, Bacon C, et al. Sudden unexpected deaths in Infancy: the CESDI SUDI studies 1993-1996. Stationary Office. 2000.
  9. Jeffery HE, Rahilly P, Read DJ. Multiple causes of asphyxia in infants at high risk for sudden infant death. Arch Dis Child. 1983;58(2):92-100.
  10. WHO Pocket Book of Hospital Care for Children: guidelines for the management of common illnesses with limited resources. WHO. Accessed: 10 February 2009. Available at www.ichrc.org.
  11. Hochwald C, Kennedy K, Chang J, Moya F. A randomized, controlled, double- blind trial comparing two loading doses of aminophylline.J Perinatol. 2002;22(4):275–8.
  12. Mehta VB, Robert ES. Treatment of apnea of prematurity. Pediatric Drugs. 2000;5(3):195–210.
  13. Bhat RY, Hannam S, Pressler R, et al. Effect of prone and supine position on sleep, apneas, and arousal in preterm infants. Pediatrics. 2006;118(1):101–107.
  14. Oliveira TG, Rego MA, Pereira NC, et al. Prone position and reduced thoracoabdominal asynchrony in preterm newborns. J Pediatr. 2009;85(5):443–448.

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Last updated: 2019-07-11 22:14